A Guide to Mitigating Audit Log-related Risk in Medical Malpractice Cases
Course description
Since the passage of the American Recovery and Reinvestment Act (ARRA) in 2009, the use of electronic health records (EHRs) has become ubiquitous. From now on, one should expect virtually any medical professional liability case to involve the review of patient records produced from an EHR. When questions arise as to the integrity, validity, confidentiality, accuracy, or legitimacy of these EHRs, one often turns to the audit log for help.
This presentation will discuss the multiple lines of defense incorporated into the design, development, implementation, and use of EHRs to ensure their integrity and the various types of EHR transaction logs, of which the audit or access log is the most prevalent, that exist. Using these audit logs, one can answer, or at least provide insight, into many questions that often arise in medical professional liability cases.
Finally, there are numerous “best practices” surrounding the implementation and use of EHRs and audit logs that healthcare organizations should consider incorporating into their daily healthcare practices. When used appropriately, EHRs provide an excellent source of information to help healthcare organizations investigate adverse incidents and, if needed, defend their clinicians and processes.
Learning objectives
At the conclusion of this learning activity, participants will be able to:
- Identify key data elements contained in an EHR audit log
- Recognize the questions an EHR audit log can answer
- Assess the strength of your organization’s audit log-related policies and procedures
Target audience
Physician and clinician policyholders
Disclosure
There are no relevant financial relationships with ACCME-defined commercial interests for anyone who was in control of the content of this activity.
CME information
This activity has been planned and implemented in accordance with the accreditation requirements and policies of the Accreditation Council for Continuing Medical Education (ACCME) through the joint providership of the Illinois State Medical Society and ISMIE Mutual Insurance Company. The Illinois State Medical Society is accredited by the ACCME to provide continuing medical education for physicians.
The Illinois State Medical Society designates this live activity for a maximum of 1.00 AMA PRA Category 1 Credit™. Physicians should claim only the credit commensurate with the extent of their participation in the activity.
The Illinois Nurse Practice Act rules deem CME credit provided by approved sponsors as acceptable to fulfill nursing continuing education requirements for licensure. Nurses may claim one contact hour per unit of CME in the state of Illinois.
Additional information
The recommendations contained in this resource are not intended to define conduct that is appropriate in every case, should not be considered as establishing any standard of care, and do not constitute legal advice. Physicians, clinicians and healthcare providers should take care to ensure that all care rendered reflects the best clinical judgment and complies with the laws and regulations of the state or location at which the care was provided.
Dean Sittig, PhD, is a Professor of Biomedical Informatics at the University of Texas Health Science Center in Houston and an AMIA Certified Health Informatics Professional. His research centers on the design, development, implementation, and evaluation of health information technology with a special emphasis on electronic health records and clinical decision support. He has spent his career working to improve our understanding of both the factors that lead to success, as well as the unintended consequences associated with various forms of health information technology.
Available Credit
- 1.00 AMA PRA Category 1 Credits™
This activity has been planned and implemented in accordance with the accreditation requirements and policies of the Accreditation Council for Continuing Medical Education (ACCME) through the joint providership of the Illinois State Medical Society and ISMIE Mutual Insurance Company. The Illinois State Medical Society is accredited by the ACCME to provide continuing medical education for physicians.
The Illinois State Medical Society designates this enduring material for a maximum of 1.00 AMA PRA Category 1 Credits™. Physicians should claim only the credit commensurate with the extent of their participation in the activity.
- 1.00 Discount Credit
- 1.00 Participation Credit
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